Serve Me! Suite

Books & Records Solution

In today's legal and regulatory environment, it is imperative for financial service firms to manage client data with the utmost of care and highest integrity. M&O's Books and Records solution allows firms to do just that. The solution was designed to manage customer information across all account registrations to seamlessly comply with anti-money laundering regulations, communicate client account changes to carrier firms and manage customer positions and balances easily and in a timely fashion.

Key Features:

• Integrated brokerage, institutional and direct account profiles
• New/revised account profiles (17a-3)
• Anti-money laundering (AML) compliance
• Customer identification profiles (CIP)
• Customer suitability (Rule 405)
• Positions and balances
• Account Registrations
• Sub-accounts
• Accurate tracking of owner accounts
• Networking
• Check and App processing

One View... Unlimited Opportunities!

With M &O's Books and Records solution, management can access customer information at virtually any level required, right down to a single client across every available account registration. M&O's Books and Records Solutions provide transparency into business operations and gives management keen insight into relationships throughout their enterprise.

Firms using this solution know their customers, know their representatives, and know their business. The insights gained from the data typically lead management to countless ways in which to build their business.

View The Solution!
Click on the images to the left to view how easy our Books and Records Solution is to use.

M&O's integrated enterprise data management solutions provide powerful data collection, integration and consolidation tools for virtually every constituency in a financial service supply-chain. No matter what role you play in your firm's overall success, M&O has a solution that will unleash unlimited opportunities to enhance growth and profitability.